SOX Testing
Skill ActiveGenerate SOX sample selections, testing workpapers, and control assessments. Use when planning quarterly or annual SOX 404 testing, pulling a sample for a control (revenue, P2P, ITGC, close), building a testing workpaper template, or evaluating and classifying a control deficiency.
To streamline and standardize SOX compliance testing by providing automated generation of necessary documentation and assessments for financial controls.
Features
- Generate SOX sample selections
- Create testing workpapers
- Document control assessments
- Provide control testing templates
- Classify control deficiencies
Use Cases
- Planning quarterly or annual SOX 404 testing
- Pulling a sample for a specific control
- Building a testing workpaper template
- Evaluating and classifying a control deficiency
Non-Goals
- Providing audit or legal advice
- Replacing qualified financial professionals
- Conducting external audits
Workflow
- Identify Controls to Test
- Determine Sample Size
- Generate Sample Selection
- Create Testing Workpaper
- Provide Common Control Templates
- Document Control Assessment
- Output Documentation
Practices
- SOX Compliance
- Internal Controls
- Audit Procedures
Trust
- warning:Issues AttentionThere are 29 open issues and 4 closed issues in the last 90 days, indicating a low closure rate and slow response time from maintainers.
Installation
First, add the marketplace
/plugin marketplace add anthropics/knowledge-work-plugins/plugin install finance@knowledge-work-pluginsQuality Score
Trust Signals
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