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SOX Testing

技能 活跃
属于:Finance

Generate SOX sample selections, testing workpapers, and control assessments. Use when planning quarterly or annual SOX 404 testing, pulling a sample for a control (revenue, P2P, ITGC, close), building a testing workpaper template, or evaluating and classifying a control deficiency.

目的

To streamline and standardize SOX compliance testing by providing automated generation of necessary documentation and assessments for financial controls.

功能

  • Generate SOX sample selections
  • Create testing workpapers
  • Document control assessments
  • Provide control testing templates
  • Classify control deficiencies

使用场景

  • Planning quarterly or annual SOX 404 testing
  • Pulling a sample for a specific control
  • Building a testing workpaper template
  • Evaluating and classifying a control deficiency

非目标

  • Providing audit or legal advice
  • Replacing qualified financial professionals
  • Conducting external audits

工作流

  1. Identify Controls to Test
  2. Determine Sample Size
  3. Generate Sample Selection
  4. Create Testing Workpaper
  5. Provide Common Control Templates
  6. Document Control Assessment
  7. Output Documentation

实践

  • SOX Compliance
  • Internal Controls
  • Audit Procedures

Trust

  • warning:Issues AttentionThere are 29 open issues and 4 closed issues in the last 90 days, indicating a low closure rate and slow response time from maintainers.

安装

请先添加 Marketplace

/plugin marketplace add anthropics/knowledge-work-plugins
/plugin install finance@knowledge-work-plugins

质量评分

90 /100
13 days ago 分析

信任信号

最近提交14 days ago
GitHub 所有者 anthropics (opens in new tab)
星标12.1k
许可证Apache-2.0
状态
查看源代码

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